CURRENT REPORT UNDER SECTION 17 OF THE SECURITIES REGULATION CODE AND SRC RULE 17.2(c) THEREUNDER
1. Date of Report (Date of earliest event reported)
Nov 28, 2023
2. SEC Identification Number
AS093-04369
3. BIR Tax Identification No.
002-825-058-000
4. Exact name of issuer as specified in its charter
LOPEZ HOLDINGS CORPORATION
5. Province, country or other jurisdiction of incorporation
Metro Manila
6. Industry Classification Code(SEC Use Only)
7. Address of principal office
16/F North Tower, Rockwell Business Center Sheridan, Sheridan corner United Streets, Brgy. Highway Hills, Mandaluyong City Postal Code1550
8. Issuer's telephone number, including area code
(02) 8878-0000
9. Former name or former address, if changed since last report
N/A
10. Securities registered pursuant to Sections 8 and 12 of the SRC or Sections 4 and 8 of the RSA
Title of Each Class
Number of Shares of Common Stock Outstanding and Amount of Debt Outstanding
Common
4,542,298,911
11. Indicate the item numbers reported herein
Item 9. Other Events
The Exchange does not warrant and holds no responsibility for the veracity of the facts and representations contained in all corporate disclosures, including financial reports. All data contained herein are prepared and submitted by the disclosing party to the Exchange, and are disseminated solely for purposes of information. Any questions on the data contained herein should be addressed directly to the Corporate Information Officer of the disclosing party.
Lopez Holdings CorporationLPZ
PSE Disclosure Form 12-1 - Change in Stock Transfer Agent References: Section 12 of the Revised Disclosure Rules
Subject of the Disclosure
Change in Stock Transfer Agent
Background/Description of the Disclosure
The termination of the services of Rizal Commercial Banking Corporation (“RCBC”) through its Stock Transfer Department as the Company’s Stock Transfer Agent effective December 31, 2023, and the engagement of RCBC Trust Corporation as the Company’s new Stock Transfer Agent effective January 1, 2024, following RCBC’s spin-off of its Trust and Investments Group into a stand-alone trust corporation (RCBC Trust Corporation).
Details of Changes in Stock Transfer Agent
Date of Approval by Board of Directors
TBA
Previous Stock Transfer Agent
Rizal Commercial Banking Corporation through its Stock Transfer Department
Effective Date of Termination
Dec 31, 2023
New Stock Transfer Agent
RCBC Trust Corporation
Date of Engagement
TBA
Effective Date of Engagement
Jan 1, 2024
Reason(s) for Replacement
The spin-off of RCBC’s Trust and Investments Group rendering stock transfer services into a stand-alone trust corporation, RCBC Trust Corporation.
Other Relevant Information
The change in the Company's stock transfer agent will be considered by the Board of Directors during its regular meeting on December 14, 2023.