CURRENT REPORT UNDER SECTION 17 OF THE SECURITIES REGULATION CODE AND SRC RULE 17.2(c) THEREUNDER
1. Date of Report (Date of earliest event reported)
Jul 28, 2023
2. SEC Identification Number
A199908874
3. BIR Tax Identification No.
202955796
4. Exact name of issuer as specified in its charter
DFNN INC.
5. Province, country or other jurisdiction of incorporation
Metro Manila, Philippines
6. Industry Classification Code(SEC Use Only)
7. Address of principal office
L2-L5 14th Floor, Philippine Stock Exchange Tower, 5th Ave. cor. 28th St., BGC, Taguig City, Metro Manila, Philippines Postal Code1634
8. Issuer's telephone number, including area code
(632) 8396 5370
9. Former name or former address, if changed since last report
Not Applicable
10. Securities registered pursuant to Sections 8 and 12 of the SRC or Sections 4 and 8 of the RSA
Title of Each Class
Number of Shares of Common Stock Outstanding and Amount of Debt Outstanding
Common Shares
324,620,008
11. Indicate the item numbers reported herein
None
The Exchange does not warrant and holds no responsibility for the veracity of the facts and representations contained in all corporate disclosures, including financial reports. All data contained herein are prepared and submitted by the disclosing party to the Exchange, and are disseminated solely for purposes of information. Any questions on the data contained herein should be addressed directly to the Corporate Information Officer of the disclosing party.
DFNN, Inc.DFNN
PSE Disclosure Form 4-25 - Results of Organizational Meeting References: SRC Rule 17 (SEC Form 17-C) and Section 4.4 of the Revised Disclosure Rules
Subject of the Disclosure
Results of the Organizational Meeting held on July 28, 2023.
Background/Description of the Disclosure
Results of the Organizational Meeting held on July 28, 2023.
List of elected officers for the ensuing year with their corresponding shareholdings in the Issuer
Name of Person
Position/Designation
Shareholdings in the Listed Company
Nature of Indirect Ownership
Direct
Indirect
Ramon C. Garcia Jr.
Executive Chairman of the Board
21,609,766
22,867,221
N/A
Ricardo F. Banaag
President and Chief Executive Officer
100,000
0
N/A
Edwin B. Villanueva
Treasurer
1,396,393
0
N/A
Elmer B. Serrano
Corporate Secretary
100
0
N/A
Elisaire T. Lacson
Chief Financial Investment Officer
0
0
N/A
Donald G. Limcaco
Chief Information Officer
1,335,000
0
N/A
Cyrus R. Montesa
Chief Legal Counsel, Chief Compliance Officer, Data Protection Officer, and Assistant Corporate Secretary
10,000
0
N/A
Mark Allan E. De Ungria
Chief Revenue Officer
0
0
N/A
Francis M. Formalejo
Chief Technology Officer
0
0
N/A
Jacob Edel
Vice President for Marketing
20,000
0
N/A
Abigail A. Garcia
Investor Relations and Corporate Communications Officer
0
0
N/A
List of Committees and Membership
Name of Committees
Members
Position/Designation in Committee
Executive Committee
Ramon Garcia Jr.
Chairman
Executive Committee
Marco Antonio Urera
Member
Executive Committee
Calvin Lim
Member
Executive Committee
Edwin Villanueva
Member
Executive Committee
Ricardo Banaag
Member
Audit Committee
James Beltran
Chairman
Audit Committee
Ramon Garcia Jr.
Member
Audit Committee
Edwin Villanueva
Member
Audit Committee
Calvin Lim
Member
Audit Committee
Marco Antonio Urera
Member
Nomination Committee
Ramon Garcia Jr.
Chairman
Nomination Committee
Calvin Lim
Membre
Nomination Committee
Ricardo Banaag
Member
Compensation and Remuneration Committee
James Beltran
Chairman
Compensation and Remuneration Committee
Ramon Garcia Jr.
Member
Compensation and Remuneration Committee
Edwin Villanueva
Member
Compensation and Remuneration Committee
Ricardo Banaag
Member
Compensation and Remuneration Committee
Calvin Lim
Member
Corporate Governance Committee
James Beltran
Chairman
Corporate Governance Committee
Calvin Lim
Member
Corporate Governance Committee
Steve Tsao
Member
Related Party Transactions Committee
James Beltran
Chairman
Related Party Transactions Committee
Calvin Lim
Member
Related Party Transactions Committee
Edwin Villanueva
Member
Related Party Transactions Committee
Steve Tsao
Member
Related Party Transactions Committee
Atty. Franchette Acosta
Member
Related Party Transactions Committee
Marco Antonio Urera
Member
Board Risk and Oversight Committee
Steve Tsao
Chairman
Board Risk and Oversight Committee
James Beltran
Member
Board Risk and Oversight Committee
Calvin Lim
Member
List of other material resolutions, transactions and corporate actions approved by the Board of Directors
DFNN, Inc.DFNN