C05150-2023

SECURITIES AND EXCHANGE COMMISSIONSEC FORM 17-C

CURRENT REPORT UNDER SECTION 17
OF THE SECURITIES REGULATION CODE
AND SRC RULE 17.2(c) THEREUNDER

1. Date of Report (Date of earliest event reported)
Jun 30, 2023
2. SEC Identification Number
A-1997-18963
3. BIR Tax Identification No.
005-011-651-000
4. Exact name of issuer as specified in its charter
Asia United Bank
5. Province, country or other jurisdiction of incorporation
Philippines
6. Industry Classification Code(SEC Use Only)
7. Address of principal office
Joy-Nostalg Center No. 17 ADB Avenue, Ortigas Center, Pasig City Postal Code 1600
8. Issuer's telephone number, including area code
(632) 8633-6888; (632) 8631-3333
9. Former name or former address, if changed since last report
n/a
10. Securities registered pursuant to Sections 8 and 12 of the SRC or Sections 4 and 8 of the RSA
Title of Each Class Number of Shares of Common Stock Outstanding and Amount of Debt Outstanding
common 485,310,538
11. Indicate the item numbers reported herein
item 4

The Exchange does not warrant and holds no responsibility for the veracity of the facts and representations contained in all corporate disclosures, including financial reports. All data contained herein are prepared and submitted by the disclosing party to the Exchange, and are disseminated solely for purposes of information. Any questions on the data contained herein should be addressed directly to the Corporate Information Officer of the disclosing party.

Asia United Bank CorporationAUB

PSE Disclosure Form 4-8 - Change in Directors and/or Officers
(Resignation/Removal or Appointment/Election)
References: SRC Rule 17 (SEC Form 17-C) and
Section 4.4 of the Revised Disclosure Rules

Subject of the Disclosure

Resignation of Officers

Background/Description of the Disclosure

Please be advised of the following:
1. Resignation of Ms. Cynthia P. Santos (Chief Compliance Officer). Ms. Laidy Claire Dela Rosa will be the Chief Compliance Officer (OIC) effective July 1, 2023.

Ms. Laidy Claire C. Dela Rosa is currently Vice President and Head of Regulatory Compliance under Compliance Group since March 2023.

Prior to this assignment, she was the Branch Banking Group (BBG) Operations Support Department Head for 7 years, and task to monitor the group’s operational performance and efficiency. Her function includes support to branches in terms of system innovation, manpower development and standardization of policies and procedures. Ms. De la Rosa joined AUB in August 2011 and was an Auditor for 5 years.

Prior to AUB, she was with Sycip, Gorres, Velayo and Co. as Audit Supervisor for 5 years. She is a Certified Public Accountant and graduated from Philippine School of Business Administration in 2004.

2. Retirement n of Mr. Florante C. Del Mundo (Internal Audit Group Head). Ms, Mariflor Cruz will be the Internal Audit Group Head (OIC) effective July 1, 2023.

3. Retirement of Ms. Hermina Musico, (Treasurer). Ms. Soledad Reyes will be the Treasurer effective July 1, 2023

Resignation/Removal or Replacement
Name of Person Position/Designation Effective Date of Resignation/Cessation of term
(mmm/dd/yyyy)
Reason(s) for Resignation/Cessation
Ms. Cynthia P. Santos Senior Vice President/ Chief Compliance Officer Jun 30, 2023 Personal Reasons
Mr. Florante C. Del Mundo Senior Vice President/ Head of Internal Audit Jun 30, 2023 Retirement
Ms. Hermina Musico Treasurer Jun 30, 2023 Retirement
Election or Appointment
Name of Person Position/Designation Date of Appointment/Election
(mmm/dd/yyyy)
Effective Date of Appointment Election
(mmm/dd/yyyy)
Shareholdings in the Listed Company Nature of Indirect Ownership
Direct Indirect
Laidy Claire Dela Rosa Chief Compliance Officer (OIC) Jun 30, 2023 Jul 1, 2023 3,300 - -
Promotion or Change in Designation
Name of Person Position/Designation Date of Approval
(mmm/dd/yyyy)
Effective Date of Change
(mmm/dd/yyyy)
Shareholdings in the Listed Company Nature of Indirect Ownership
From To Direct Indirect
Soledad Reyes Senior Vice President/Chief Financial Officer/Financial Control Group Head Senior Vice President/Chief Financial Officer/Financial Control Group Head/ Treasurer Jun 30, 2023 Jul 1, 2023 1,500 - -
Mariflor L. Cruz Senior Vice President/ Team Leader, Account Management Group Senior Vice President- Head of Internal Audit (OIC) Jun 30, 2023 Jul 1, 2023 0 0 0
Other Relevant Information

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Filed on behalf by:
Name Kristel Azucena
Designation Corporate Planning and Investor Relations Officer